b'Capital RaisersPersonswhopurporttoraisecapitalfromprivateinvestorsfor syndicators or funds in exchange for compensation, generally in the form of interests in the syndicate, fund and/or asset management entity.Capital Transaction The refinance, sale, or other disposition of the assets of a business. Carried Interest or Carry A method of compensating asset managers for their work in providing a return on investment. Tax rules allow those asset managers to pay taxes on carried interest realized at sale at the capital gains tax rate rather than the higher tax rate that normally applies to ordinary income. Cash On Cash ReturnThe rate of return, expressed as a percentage, that calculates the pre-tax income (from cash flow and equity on sale) against the total cash invested in a property, and divided by the number of years the property has been held. Compounded Interest Interestcalculatedonboththeprincipalamountofaloan,andon accumulated interest on the loan. It is essentially interest on interest.Covered PersonAccording to the SEC, A Small Entity Compliance Guide, September 19, 2013, Disqualification of Felons and Other "Bad Actors" from Rule 506 298'